Securities Mid Level Associate to Counsel Level (NJ, MA, PA, DC, FL, MN)

LOCATION: New Jersey
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Nicer and kinder Am Law 200 law firm engaged Princeton Legal Search Group to identify high performing experienced securities attorneys ranging from mid-level associates to counsel-level to join a growing team. Opportunities abound in the firm’s east coast and midwest offices. This is an opportunity to join a sophisticated and entrepreneurial practice in a collegial and supportive environment. Ideal candidates will have in-depth experience (4-6 years) in the following areas: – Public company rules and regulations (Securities Act of 1933, the Securities Exchange Act of 1934) – Registration and listing of securities, debt obligations and knowledge of NASDAQ & NYSE Rules – Reporting on Forms 10-K, 10-Q and 8-K – Proxy statements for annual and special shareholder meetings – Section 16 Reporting (Forms 3, 4 and 5) – Compliance with Rule 144 – Director and Officer Questionnaires – Executive compensation disclosure issues – Private placement of securities in compliance with federal and state registration exemptions and other private company rules – Director independence and related party transactions – Broker-Dealer, FINRA and Investment Adviser Regulation Experience is a plus.

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